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Zachary Lawrence Hale

Hsbc Securities (Usa) Inc.

Buffalo, NY

Batavia, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-03-19
ND RA APPROVED 2025-10-31
AK RA APPROVED 2025-10-28
PR RA APPROVED 2025-10-27
GA RA APPROVED 2025-10-23
IA RA APPROVED 2025-10-23
MN RA APPROVED 2025-10-23
AL RA APPROVED 2025-10-22
DE RA APPROVED 2025-10-22
KS RA APPROVED 2025-10-22
LA RA APPROVED 2025-10-22
ME RA APPROVED 2025-10-22
MD RA APPROVED 2025-10-22
MT RA APPROVED 2025-10-22
NE RA APPROVED 2025-10-22
NM RA APPROVED 2025-10-22
NC RA APPROVED 2025-10-22
TX RA APPROVED 2025-10-22
UT RA APPROVED 2025-10-22
VI RA APPROVED 2025-10-22
NY RA APPROVED 2025-08-06
  • DC RA
    APPROVED
    Since 2026-03-19
  • ND RA
    APPROVED
    Since 2025-10-31
  • AK RA
    APPROVED
    Since 2025-10-28
  • PR RA
    APPROVED
    Since 2025-10-27
  • GA RA
    APPROVED
    Since 2025-10-23
  • IA RA
    APPROVED
    Since 2025-10-23
  • MN RA
    APPROVED
    Since 2025-10-23
  • AL RA
    APPROVED
    Since 2025-10-22
  • DE RA
    APPROVED
    Since 2025-10-22
  • KS RA
    APPROVED
    Since 2025-10-22
  • LA RA
    APPROVED
    Since 2025-10-22
  • ME RA
    APPROVED
    Since 2025-10-22
  • MD RA
    APPROVED
    Since 2025-10-22
  • MT RA
    APPROVED
    Since 2025-10-22
  • NE RA
    APPROVED
    Since 2025-10-22
  • NM RA
    APPROVED
    Since 2025-10-22
  • NC RA
    APPROVED
    Since 2025-10-22
  • TX RA
    APPROVED
    Since 2025-10-22
  • UT RA
    APPROVED
    Since 2025-10-22
  • VI RA
    APPROVED
    Since 2025-10-22
  • NY RA
    APPROVED
    Since 2025-08-06

Branch Locations

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Batavia, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Company Buffalo NY 11/2017 01/2020
Wellsville Carpettown Batavia NY 01/2017 08/2017
Allegheny College Meadville PA 08/2016 12/2016
Tf Browns Batavia NY 10/2019 04/2022
Brighton Securities Rochester NY 01/2020 03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 01/2023 07/2025
Billy Jack's Shack Charlotte NC 04/2022 01/2023
Bank Of America N.A. Charlotte NC 08/2023 07/2025
Hsbc Securities (Usa) Inc Buffalo NY 08/2025 Present
Hsbc Bank Usa, N.A. Buffalo NY 07/2025 Present
  • 11/2017 → 01/2020
    Allstate Insurance Company
    Buffalo, NY
  • 01/2017 → 08/2017
    Wellsville Carpettown
    Batavia, NY
  • 08/2016 → 12/2016
    Allegheny College
    Meadville, PA
  • 10/2019 → 04/2022
    Tf Browns
    Batavia, NY
  • 01/2020 → 03/2022
    Brighton Securities
    Rochester, NY
  • 01/2023 → 07/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
  • 04/2022 → 01/2023
    Billy Jack's Shack
    Charlotte, NC
  • 08/2023 → 07/2025
    Bank Of America N.A.
    Charlotte, NC
  • 08/2025 → Present
    Hsbc Securities (Usa) Inc
    Buffalo, NY
  • 07/2025 → Present
    Hsbc Bank Usa, N.A.
    Buffalo, NY
Previous Registrations
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-26
S63 Uniform Securities Agent State Law Examination 2018-07-02
  • S66 Uniform Combined State Law Examination
    2020-05-26
  • S63 Uniform Securities Agent State Law Examination
    2018-07-02
Other Names
  • Zachary Lawrence Hale
  • Zachary Hale

View on SEC IAPD

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