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Dominique Nicole Serge

Strategic Advisers LLC

Tucson, AZ

Tucson, AZ

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • AZ RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

3001 E. Skyline Drive Suite 255, Tucson, AZ 85718-2106 • United States

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Catalina Wealth Management Tucson AZ 04/2018 02/2020
Union Public House Tucson AZ 06/2016 04/2018
University Of Arizona Tucson AZ 08/2013 07/2017
Centaurus Financial Inc. Anaheim CA 11/2019 02/2020
Fidelity Brokerage Services Llc Tucson AZ 03/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2018 → 02/2020
    Catalina Wealth Management
    Tucson, AZ
  • 06/2016 → 04/2018
    Union Public House
    Tucson, AZ
  • 08/2013 → 07/2017
    University Of Arizona
    Tucson, AZ
  • 11/2019 → 02/2020
    Centaurus Financial Inc.
    Anaheim, CA
  • 03/2020 → Present
    Fidelity Brokerage Services Llc
    Tucson, AZ
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-07-22 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-02
  • S66 Uniform Combined State Law Examination
    2020-06-02

View on SEC IAPD

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ALEXANDER DEVEREAUX PARRS
ROBIN RODGERS DOLEZAL
DARREN GRANT HESSELINK
DANIEL SHAY NENTL
DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

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