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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | San Diego | CA | 11/2012 | 04/2023 |
| U.S. Bancorp Investments, Inc. | San Diego | CA | 04/2023 | 02/2026 |
| U.S. Bancorp Advisors, Llc | San Diego | CA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-15 |
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