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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-26
  • CA RA
    APPROVED
    Since 2025-09-26

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 11/2012 04/2023
U.S. Bancorp Investments, Inc. San Diego CA 04/2023 02/2026
U.S. Bancorp Advisors, Llc San Diego CA 09/2025 Present
Previous Registrations
  • 2023-04-25 → 2026-02-13
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Saint Paul, MN
    Charlotte, NC
  • 2012-11-19 → 2023-04-26
    San Diego, CA
  • 2011-08-12 → 2012-11-09
    Kestra Investment Services, Llc
    Austin, TX
    Austin, TX
    Austin, TX
  • 2009-09-23 → 2011-08-09
    San Diego, CA
    San Diego, CA
  • 2009-01-02 → 2009-09-21
    Grove Point Investments, Llc
    Rockville, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-09
S63 Uniform Securities Agent State Law Examination 1999-04-15
  • S66 Uniform Combined State Law Examination
    2008-12-09
  • S63 Uniform Securities Agent State Law Examination
    1999-04-15

View on SEC IAPD

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