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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-29
  • TX RA
    APPROVED
    Since 2024-02-29

Branch Locations

420 Throckmorton St Floor 03, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Fort Worth TX 07/2019 Present
Jpmorgan Securities Llc Fort Worth TX 07/2019 Present
Goldman Sachs Dallas TX 04/2018 05/2018
Unemployed Savannah GA 06/2018 07/2018
Unemployed Savannah GA 03/2018 04/2018
Jpmorgan Chase Bank Na Plano TX 08/2018 06/2019
Us Army Savannah GA 05/2012 02/2018
  • 07/2019 → Present
    Jpmorgan Chase Bank Na
    Fort Worth, TX
  • 07/2019 → Present
    Jpmorgan Securities Llc
    Fort Worth, TX
  • 04/2018 → 05/2018
    Goldman Sachs
    Dallas, TX
  • 06/2018 → 07/2018
    Unemployed
    Savannah, GA
  • 03/2018 → 04/2018
    Unemployed
    Savannah, GA
  • 08/2018 → 06/2019
    Jpmorgan Chase Bank Na
    Plano, TX
  • 05/2012 → 02/2018
    Us Army
    Savannah, GA
Other Businesses

Entity Name: Catholic Charities Fort Worth - Finance Committee Chair Investment related: Yes "Address: 249 Thornhill Dr, Fort Worth, TX 76115https://catholiccharitiesfortworth.org/board-of-directors/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 04/29/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Volunteer board member for non profit 501c3; Chair finance committee to ensure organization is implementing appropriate risk management. Entity Name: Catholic Charities Fort Worth Investment related: Yes Address: 249 W. Thornhill, FW 76115 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 03/01/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: No connection to JPMC. I was asked to serve as a Board Member for the charity after I have become more involved over the years. I expect to also join the Finance Committee for this board. "

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-29
S63 Uniform Securities Agent State Law Examination 2019-10-01
  • S65 Uniform Investment Adviser Law Examination
    2024-02-29
  • S63 Uniform Securities Agent State Law Examination
    2019-10-01
Other Names
  • Austin Barr
  • Austin Martin Barr

View on SEC IAPD

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