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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-29 |
| TN | RA | APPROVED | 2022-01-05 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
1825 Gunbarrel Rd, Suite 300, Chattanooga, TN 37421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Capital Group, Inc | Jacksonville | FL | 04/2018 | 03/2019 |
| Asset Protector & Advisors Of Fl, Inc | Jacksonville | FL | 07/2014 | 09/2022 |
| Carroll Financial Associates, Inc | Charlotte | NC | 01/2019 | 06/2020 |
| Peak Alpha Wealth Management, Llc | Jacksonville Beach | FL | 03/2019 | 06/2020 |
| Ae Wealth Management, Llc | Topeka | KS | 06/2020 | 10/2021 |
| Guardian Investment Advisors, Llc | Chattanooga | TN | 06/2020 | Present |
| Asset Protector | Jacksonville | FL | 07/2013 | 12/2018 |
| Foundations Investment Advisors, Llc | Chattanooga | TN | 11/2021 | Present |
1) GUARDIAN INVESTMENT ADVISORS, LLC ; INVESTMENT RELATED; 1825 GUNBARREL RD, SUITE 300, CHATTANOOGA, TN 37421; INSURANCE SALES; FINANCIAL ADVISOR/INSURANCE AGENT; START DATE: 06/2020;160 HRS/MONTH DEVOTED TO OTHER BUSINESS; 160 HRS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HRS; PROVIDES INSURANCE/ANNUITY OPTIONS TO CLIENTS. SELLS AND SERVICES INSURANCE. 2.) ASSET PROTECTOR & ADVISORS OF FL, INC; INVESTEMENT RELATED; 3010 3RD STREET SOUTH, JACKSONVILLE, FL 32250; PROPERTY MANAGER; 09/1/2014; APPROX 3HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING;COLLECT RENT, HELP WITH MAINTENENCE, ASSIST TENANTS WITH ANY NEEDS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-19 |
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