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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-21
  • TX RA
    APPROVED
    Since 2018-06-21

Branch Locations

2770 Fm 1463 #100, Katy, TX 77494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Equitable Katy TX 02/2018 06/2020
Axa Advisors, Llc New York NY 04/2018 06/2020
Chilton Capital Mgmt Houston TX 07/2006 02/2018
Equitable Katy TX 02/2018 Present
Equitable Advisors, Llc New York NY 04/2018 Present
  • 02/2018 → 06/2020
    Axa Equitable
    Katy, TX
  • 04/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 07/2006 → 02/2018
    Chilton Capital Mgmt
    Houston, TX
  • 02/2018 → Present
    Equitable
    Katy, TX
  • 04/2018 → Present
    New York, NY
Other Businesses

2018-4 POA & Executrix for Husband and Mother 2017-6 Jasper A. Sargeant League A-91 Oil and Gas Mineral Lease

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-18
  • S66 Uniform Combined State Law Examination
    2018-06-18
Other Names
  • Rebecca Klara Sheppard
  • Rebecca Hollas
  • Rebecca K Hollas

View on SEC IAPD

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