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Daniel John Griffin

Wesfair Advisory Group, Inc.

Chappaqua, NY

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Current Employers
Wesfair Advisory Group, Inc.

480 Bedford Road, Chappaqua, NY 10514 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-16
  • NY RA
    APPROVED
    Since 2021-08-16

Branch Locations

480 Bedford Road, Chappaqua, NY 10514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wesfair Advisory Group, Inc. Chappaqua NY 02/2018 Present
Wesfair Agency, Inc. Chappaqua NY 07/2014 Present
Wesfair Advisory Group, Inc. Chappaqua NY 02/2018 Present
Jh Solutions, Llc Dba Wesfair Tax Chappaqua NY 07/2020 Present
Other Businesses

1) I am the owner of Wesfair Agency, Inc. which is a property casualty insurance firm. The firm sells property, liability, and group benefits. I am not a commissioned sales person of this company, but the company does receive commissions as they relate to the sale of these products. If any clients of the Wesfair Advisory Group purchase insurance from Wesfair Agency, Inc., they receive a disclosure of any earned commissions. 2) JH Solutions, LLC DBA Wesfair Tax; Investment related: No; Location: 480 Bedford Road, Chappaqua NY 10514; Description: Daniel Griffin is the Co-Owner of JH Solutions LLC DBA Wesfair Tax, a company that performs accounting and tax preparation services; Position Title: Co-Owner; Responsibilities Duties: Daniel Griffin is the Co-Owner of JH Solutions LLC DBA Wesfair Tax, a company that performs accounting and tax preparation services. Start date: 2020-02-07; Hours during trading hours: 1; Hours outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-18
  • S65 Uniform Investment Adviser Law Examination
    2017-09-18
Other Names
  • Daniel J Griffin

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