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480 Bedford Road, Chappaqua, NY 10514 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wesfair Advisory Group, Inc. | Chappaqua | NY | 02/2018 | Present |
| Wesfair Agency, Inc. | Chappaqua | NY | 07/2014 | Present |
| Wesfair Advisory Group, Inc. | Chappaqua | NY | 02/2018 | Present |
| Jh Solutions, Llc Dba Wesfair Tax | Chappaqua | NY | 07/2020 | Present |
1) I am the owner of Wesfair Agency, Inc. which is a property casualty insurance firm. The firm sells property, liability, and group benefits. I am not a commissioned sales person of this company, but the company does receive commissions as they relate to the sale of these products. If any clients of the Wesfair Advisory Group purchase insurance from Wesfair Agency, Inc., they receive a disclosure of any earned commissions. 2) JH Solutions, LLC DBA Wesfair Tax; Investment related: No; Location: 480 Bedford Road, Chappaqua NY 10514; Description: Daniel Griffin is the Co-Owner of JH Solutions LLC DBA Wesfair Tax, a company that performs accounting and tax preparation services; Position Title: Co-Owner; Responsibilities Duties: Daniel Griffin is the Co-Owner of JH Solutions LLC DBA Wesfair Tax, a company that performs accounting and tax preparation services. Start date: 2020-02-07; Hours during trading hours: 1; Hours outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-18 |
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