Derek Adnams

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

Fishkill, NY • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade, Inc.	New City	NY	04/2015	01/2018
Capital One	Richmond	VA	01/2018	08/2019
Td Ameritrade	New City	NY	08/2019	01/2021
Wells Fargo Bank, Na	Spring Valley	NY	02/2021	12/2021
Wells Fargo Clearing Services, Llc	Spring Valley	NY	02/2021	12/2021
Fidelity Investments	Chappaqua	NY	01/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

2022-01-12 → 2025-03-31

Fidelity Personal And Workplace Advisors

Chappaqua, NY
2021-02-24 → 2021-12-20

Wells Fargo Clearing Services, Llc

Spring Valley, NY

Short Hills, NJ
2019-09-11 → 2021-01-11

Td Ameritrade, Inc.

New City, NY

Short Hills, NJ

Morristown, NJ
2019-09-13 → 2020-12-31

Td Ameritrade Investment Management, Llc

New City, NY

Morristown, NJ
2017-01-11 → 2018-01-31

Scottrade Investment Management

Saint Louis, MO
2005-11-21 → 2006-01-03

Cuna Brokerage Services, Inc.

Kingston, NY

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-05-27
S65	Uniform Investment Adviser Law Examination	2005-11-14

Other Firms