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13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-07-27 |
| AR | RA | APPROVED | 2020-07-15 |
Branch Locations
3632 Johnson Mill Blvd. Suite 107, Springdale, AR 72762 • United States
13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rogers | AR | 01/2020 | Present |
| Advantage Sales And Marketing | Rogers | AR | 01/2017 | 02/2018 |
| Unemployed | Rogers | AR | 08/2016 | 12/2016 |
| Cornerstone Wealth Management, Llc | Rogers | AR | 06/2020 | Present |
| Cornerstone Wealth Management, Llc | Rogers | AR | 03/2018 | 05/2020 |
1)01/02/2020 - Cornerstone Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2)Cornerstone Wealth Management LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 3) 9/14/2020 - Cornerstone Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/01/2020 - 100 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Cornerstone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 11/16/2020 - Eagle Stone Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 3/31/2018 - 0 Hours Per Month/0 Hours During Securities Trading. 5) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 160 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-16 |
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