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Current Employers
Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-27
AR RA APPROVED 2020-07-15
  • TX RA
    APPROVED
    Since 2020-07-27
  • AR RA
    APPROVED
    Since 2020-07-15

Branch Locations

3632 Johnson Mill Blvd. Suite 107, Springdale, AR 72762 • United States

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rogers AR 01/2020 Present
Advantage Sales And Marketing Rogers AR 01/2017 02/2018
Unemployed Rogers AR 08/2016 12/2016
Cornerstone Wealth Management, Llc Rogers AR 06/2020 Present
Cornerstone Wealth Management, Llc Rogers AR 03/2018 05/2020
Other Businesses

1)01/02/2020 - Cornerstone Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2)Cornerstone Wealth Management LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 3) 9/14/2020 - Cornerstone Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/01/2020 - 100 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Cornerstone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 11/16/2020 - Eagle Stone Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 3/31/2018 - 0 Hours Per Month/0 Hours During Securities Trading. 5) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 160 Hours Per Month/8 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-16
  • S66 Uniform Combined State Law Examination
    2020-05-16

View on SEC IAPD

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