Robert Shakib Bader

Current Employers

Employment History

• 01/2009 → 03/2018
  Merrill Lynch
  Rogers, AR
• 03/2018 → Present
  Raymond James Financial Services, Inc.
  Springdale, AR
• 03/2018 → Present
  Raymond James Financial Services Advisors Inc.
  Springdale, AR

Previous Registrations

• 2009-01-09 → 2018-04-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rogers, AR
• 2007-04-02 → 2009-01-12
  Morgan Stanley & Co. Llc
  Fayetteville, AR
• 1999-04-20 → 2007-04-02
  Morgan Stanley Dw Inc.
  Fayetteville, AR
  Fayetteville, AR

Other Businesses

(1)Name of Business: Address: 1317 Kissinger Ave, Springdale, AR, 72762, United States Activity Type: Rental Real Estate Position/Title: Passive investor Investment Related: Yes Start Date: 11/22/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The LLC is owned partially by Hickory properties which is wholly owned by Willow Tree Holdings LLC (Real Estate Holding co). Willow Tree is passive investor. The owners of Three Pines, llc plan to set up an investment account to invest the excess rental income. I will be advisor on the investment acct. (2)Name of Business: Catalyst Holdings, LLC Address: 1317 Kissinger Ave, Springdale, AR, 72762, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/20/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Decide what real estate/equipment will be bought/sold, etc. (3)Name of Business: Cedarbrooke Holdings, LLC Address: 1317 Kissinger Ave, Springdale, AR, 72762, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/20/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Make decisions on what real estate is bought/sold. (4)Name of Business: RSBJ MGMT, LLC Address: 7260 Village Park Ave Ste C, Springdale, AR, 72762, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/02/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is an LLC that receives my personal income from RJFS. My wife and I are 50/50 owners of the LLC. Was set up this way at the recommendation of RJ and my CPA (5)Name of Business: SWG Operations, LLC dba Solomon Wealth Group Address: 7260 Village Park Ave Ste C, Springdale, AR, 72762, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/29/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor/Manager (6)Name of Business: Wildcat Creek Farms, LLC Address: 1317 Kissinger Ave, Springdale, AR, 72762, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: No Start Date: 03/30/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage the farm (7)Name of Business: Willow Tree Holdings, LLC Address: 1317 Kissinger AVe, Springdale, AR, 72762, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/30/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-03-03
• S65 Uniform Investment Adviser Law Examination
  1999-03-03

Designations

Other Names

• Robby Bader