Jason Lorenzo

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-04-17
IL	RA	APPROVED	2019-04-08

TX RA
APPROVED

Since 2019-04-17
IL RA
APPROVED

Since 2019-04-08

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rocksugar Southeast Asian Restaurant	Oak Brook	IL	10/2017	Present
Cheesecake Factory	Oak Brook	IL	06/2008	10/2017
Axa Advisors, Llc	New York	NY	06/2018	07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Northbrook	IL	02/2019	Present
Feld Entertainment	Sarasota	FL	11/2016	05/2018
Bank Of America, N.A.	Northbrook	IL	08/2021	Present

10/2017 → Present

Rocksugar Southeast Asian Restaurant

Oak Brook, IL
06/2008 → 10/2017

Cheesecake Factory

Oak Brook, IL
06/2018 → 07/2018

Axa Advisors, Llc

New York, NY
02/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL
11/2016 → 05/2018

Feld Entertainment

Sarasota, FL
08/2021 → Present

Bank Of America, N.A.

Northbrook, IL

Other Businesses

RockSugar Southeast Asian Kitchen, Not investment related, 2022 Spring Road, Oakbrook, IL 60523, Restaurant, Server, Start date: 10/2017 30 hours/mo, ZERO hours worked during trading hours. Serving food and drinks to customers.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-24

S66 Uniform Combined State Law Examination

2018-09-24

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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