Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-05-02
MN RA APPROVED 2023-08-10
  • IA RA
    APPROVED
    Since 2024-05-02
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

35 Main Ave South, Britt, IA 50423 • United States

124 E Walnut St 250, Mankato, MN 56001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 03/2018 08/2023
Securian Financial Services Inc St. Paul MN 03/2018 08/2023
Minnesota Financial Services St. Paul MN 03/2018 08/2023
Ultravue Satellite And Security Ankeny IA 07/2017 07/2018
Minnesota State University-Mankato Mankato MN 01/2012 06/2017
Cetera Wealth Services, Llc Mankato MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Mankato East High School Mankato MN 08/2026 Present
  • 03/2018 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 03/2018 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 03/2018 → 08/2023
    Minnesota Financial Services
    St. Paul, MN
  • 07/2017 → 07/2018
    Ultravue Satellite And Security
    Ankeny, IA
  • 01/2012 → 06/2017
    Minnesota State University-Mankato
    Mankato, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Mankato, MN
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2026 → Present
    Mankato East High School
    Mankato, MN
Previous Registrations
  • 2018-06-06 → 2023-08-10
    Securian Financial Services, Inc.
    Mankato, MN
    Mankato, MN
    Mankato, MN
    Mankato, MN
    St. Paul, MN
Other Businesses

1) SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/25/2019 ADDRESS: , Hiawatha IA , United States DESCRIPTION: Agent/Broker 2) SMALL BUSINESS DEVELOPMENT CENTER POSITION: Consultant NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2020 ADDRESS: 424 North Riverfront Drive, Mankato MN 56001, United States DESCRIPTION: The Small Business Development Center (SBDC) is looking for assistance in completing loan application paperwork for new and existing business owners. This paperwork would include putting together income statements, balance sheets, and cash flow statements to provide to local banks. This position would work closely with business owners to complete the necessary application materials to obtain a bank loan. 3) NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: KEVIN SANGER; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SPORTS OFFICIATING; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: TRACK AND FIELD OFFICIAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INTERCOLLEGIATE TRACK AND FIELD MEET OFFICIAL; 5) NAME OF OTHER BUSINESS: MANKATO EAST HIGH SCHOOL INVESTMENT RELATED: N ADDRESS: 2600 HOFFMAN ROAD MANKATO, MN 56001 NATURE OF BUSINESS: ASSISTANT FOOTBALL COACH START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: 9TH GRADE ASSISTANT FOOTBALL COACH APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: ASSISTANT FOOTBALL COACH-PROVIDE INSTRUCTION, COACHING, AND MENTORING FOR 9TH GRADE STUDENT ATHLETES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-22
  • S66 Uniform Combined State Law Examination
    2018-05-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Britt, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor