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Christopher D Herman

Morgan Stanley

St. Petersburg, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-06
FL RA APPROVED 2023-10-20
  • TX RA
    APPROVED
    Since 2023-12-06
  • FL RA
    APPROVED
    Since 2023-10-20

Branch Locations

150 Second Avenue North Suite 1400, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley St Petersburg FL 08/2023 Present
Dynasty Financial Partners St. Petersburg FL 08/2020 08/2023
University Of Florida Gainesville FL 08/2016 05/2020
Morgan Stanley Private Bank, N.A New York NY 11/2023 Present
  • 08/2023 → Present
    Morgan Stanley
    St Petersburg, FL
  • 08/2020 → 08/2023
    Dynasty Financial Partners
    St. Petersburg, FL
  • 08/2016 → 05/2020
    University Of Florida
    Gainesville, FL
  • 11/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-19
  • S66 Uniform Combined State Law Examination
    2023-10-19
Other Names
  • Christopher David Herman

View on SEC IAPD

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