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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-04-14 |
| TX | RA | APPROVED | 2025-04-14 |
Branch Locations
8044 Montgomery Rd Ste 570 Towers Of Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Cincinnati | OH | 04/2018 | 09/2021 |
| Unemployed | Fort Worth | TX | 06/2017 | 04/2018 |
| Tpg Capital | Fort Worth | TX | 04/2016 | 05/2017 |
| Rockefeller Financial Llc | Cincinnati | OH | 09/2021 | 11/2023 |
| Raymond James & Associates, Inc | Cincinnati | OH | 11/2023 | 04/2025 |
| Wells Fargo Clearing Services, Llc. | Cincinnati | OH | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-21 |
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