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Alex Kozlowski

Pallas Capital Advisors, LLC

Braintree, MA

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Current Employers
Pallas Capital Advisors, Llc

45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-11-03
  • MA RA
    APPROVED
    Since 2023-11-03

Branch Locations

45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Boston MA 02/2021 10/2023
Putnam Investments Andover MA 06/2017 02/2018
Alpha Pension Group Boston MA 03/2018 10/2020
University Of Maine Orono ME 09/2013 05/2017
Unemployed Boston MA 11/2020 01/2021
Pallas Capital Advisors, Llc Braintree MA 10/2023 Present
  • 02/2021 → 10/2023
    Rbc Capital Markets, Llc
    Boston, MA
  • 06/2017 → 02/2018
    Putnam Investments
    Andover, MA
  • 03/2018 → 10/2020
    Alpha Pension Group
    Boston, MA
  • 09/2013 → 05/2017
    University Of Maine
    Orono, ME
  • 11/2020 → 01/2021
    Unemployed
    Boston, MA
  • 10/2023 → Present
    Pallas Capital Advisors, Llc
    Braintree, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-08-04
  • S63 Uniform Securities Agent State Law Examination
    2023-08-04
Designations
Other Names
  • Sam Kozlowski
  • Alex Kozlowski

View on SEC IAPD

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Other Offices

NAPIER FINANCIAL · BRAINTREE, MA
MG FINANCIAL LLC · BRAINTREE, MA
MUTUAL OF OMAHA INVESTOR SERVICES, INC. · BRAINTREE, MA
GREAT VALLEY ADVISOR GROUP, LLC · BRAINTREE, MA
VOYA RETIREMENT ADVISORS, LLC · Braintree, MA
GREAT VALLEY ADVISOR GROUP, LLC · Braintree, MA
PEDDOCK CAPITAL ADVISORS, LLC · BRAINTREE, MA
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