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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-31 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
21600 Oxnard St Ste 1800, Woodland Hills, CA 91367 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-20 |
Branch Locations
21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Woodland Hills | CA | 11/2013 | 03/2019 |
| Wells Fargo Clearing Services Llc | Woodland Hills | CA | 03/2018 | 03/2019 |
| Axa Advisors, Llc | New York | NY | 03/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2019 | 09/2020 |
| Wells Fargo Clearing Services, Llc | Alhambra | CA | 03/2021 | Present |
| Wells Fargo Bank, Na | Alhambra | CA | 03/2021 | Present |
| Unemployed | Granada Hills | CA | 09/2020 | 02/2021 |
| Wells Fargo Advisors Financial Network | Woodland Hills | CA | 03/2026 | Present |
IN HOME SUPPORTIVE SERVICES; NOT INV RELATED; CHATSWORTH, CA; CAREGIVER; START 05/01/2023; 80 HOURS PER MONTH; 0 HORS DURING TRADING; CAREGIVER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-04 |
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