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Harison Sidhu

Cambridge Investment Research Advisors, Inc.

Phoenix, AZ

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-05
  • AZ RA
    APPROVED
    Since 2025-08-05

Branch Locations

2700 North Central Avenue, 12Th Floor, Phoenix, AZ 85004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Choate Investment Advisors Boston MA 09/2010 08/2018
Blackrock Boston MA 08/2018 06/2019
Blackrock Investments, Llc Boston MA 08/2018 06/2019
Cambridge Investment Research, Inc. Phoenix AZ 01/2025 Present
Cambridge Investment Research, Inc. Phoenix AZ 04/2025 Present
Unemployed Carlsbad CA 06/2019 01/2025
Cambridge Investment Research Advisors, Inc. Phoenix AZ 07/2025 Present
  • 09/2010 → 08/2018
    Choate Investment Advisors
    Boston, MA
  • 08/2018 → 06/2019
    Blackrock
    Boston, MA
  • 08/2018 → 06/2019
    Blackrock Investments, Llc
    Boston, MA
  • 01/2025 → Present
    Cambridge Investment Research, Inc.
    Phoenix, AZ
  • 04/2025 → Present
    Cambridge Investment Research, Inc.
    Phoenix, AZ
  • 06/2019 → 01/2025
    Unemployed
    Carlsbad, CA
  • 07/2025 → Present
    Cambridge Investment Research Advisors, Inc.
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-19
S63 Uniform Securities Agent State Law Examination 2018-10-22
  • S66 Uniform Combined State Law Examination
    2025-07-19
  • S63 Uniform Securities Agent State Law Examination
    2018-10-22
Designations
Other Names
  • Harison S Sidhu
  • Harison Singh Sidhu

View on SEC IAPD

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