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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-25
  • TX RA
    APPROVED
    Since 2019-07-25

Branch Locations

1550 W Bay Area Blvd, Friendswood, TX 77546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 10/2014 Present
Bank Of America, N.A. Houston TX 10/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-30
  • S66 Uniform Combined State Law Examination
    2018-12-30

View on SEC IAPD

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