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Brendon David Thies

Morgan Stanley

Oak Brook, IL

Geneva, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-24
IL RA APPROVED 2018-08-01
  • TX RA
    APPROVED_RES
    Since 2020-12-24
  • IL RA
    APPROVED
    Since 2018-08-01

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

One River Centre 10 West. State Street Suite 204, Geneva, IL 60134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Oak Brook IL 04/2018 Present
Buffalo Wild Wings Iowa City IA 08/2013 12/2017
Buffalo Wild Wings Naperville IL 01/2018 03/2018
Morgan Stanley Private Bank, N.A. New York NY 05/2018 Present
  • 04/2018 → Present
    Morgan Stanley
    Oak Brook, IL
  • 08/2013 → 12/2017
    Buffalo Wild Wings
    Iowa City, IA
  • 01/2018 → 03/2018
    Buffalo Wild Wings
    Naperville, IL
  • 05/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-01
  • S66 Uniform Combined State Law Examination
    2018-08-01

View on SEC IAPD

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LPL FINANCIAL LLC
GEIGER WEALTH MANAGEMENT

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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