Best Investors Account Sign in

Lakisha Ruth Goodwin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Germantown, TN

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-12
TN RA APPROVED 2018-08-21
  • TX RA
    APPROVED
    Since 2018-10-12
  • TN RA
    APPROVED
    Since 2018-08-21

Branch Locations

7665 Poplar Ave, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Memphis TN 11/2007 Present
Bank Of America, N.A. Memphis TN 11/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-18
  • S66 Uniform Combined State Law Examination
    2018-08-18
Other Names
  • Lakisha Goodwin

View on SEC IAPD

Other Firms

CENTAURUS FINANCIAL, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NEW SOUTHERN ADVISORY SERVICES
STUDDARD FINANCIAL, LLC
SOWELL MANAGEMENT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
BROOKSTONE WEALTH ADVISORS, LLC
LPL FINANCIAL LLC

Other Investors

Christopher Chea Stewart
GEORGE REYNOLDS HOWARD
JAMES EDWARD STEIGER
JEROME FRANKLIN
JERRY MCEWEN
IVAN JUAN RODRIGUEZ
BYRON LEE STUDDARD
William Brian Raiteri

Other Offices

CENTAURUS FINANCIAL, INC. · Germantown, TN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GERMANTOWN, TN
NEW SOUTHERN ADVISORY SERVICES · GERMANTOWN, TN
STUDDARD FINANCIAL, LLC · GERMANTOWN, TN
SOWELL MANAGEMENT · Germantown, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · GERMANTOWN, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Germantown, TN
BROOKSTONE WEALTH ADVISORS, LLC · Germantown, TN

More in Germantown, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor