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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-04-11 |
| TX | RA | APPROVED_RES | 2023-04-06 |
Branch Locations
8903 Belair Rd, Nottingham, MD 21236 • United States
600 Marketplace Dr, Bel Air, MD 21014 • United States
1404 Merritt Blvd, Dundalk, MD 21222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 10/2014 | 05/2022 |
| Bank Of America, N.A. | Hunt Valley | MD | 10/2014 | 05/2022 |
| Gwfs Equities, Inc | Greenwood Village | CO | 05/2022 | 03/2023 |
| Advised Assets Group, Llc | Greenwood Village | CO | 05/2022 | 03/2023 |
| J.P. Morgan Securities Llc | Nottingham | MD | 04/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Nottingham | MD | 04/2023 | Present |
| Reefer Madness, Llc | Abingdon | MD | 11/2022 | Present |
Entity Name: Reefer Madness, LLC Investment related: No "Address: Abingdon, MD 21009" Nature of the other business: Aquatic Sales Position/Title/Relationship: Owner/Partner Start Date: 11/08/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Sales of live coral reef animals
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-03 |
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