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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2007-10-29
  • MD RA
    APPROVED
    Since 2007-10-29

Branch Locations

8010 Corporate Dr Ste A, Baltimore, MD 21236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Army Reserve Indianpolis IN 05/1986 Present
Benefit Watch Llc Baltimore MD 03/1995 Present
Cambridge Investment Research, Inc. Baltimore MD 03/1999 Present
Api Financial Planning Services, Inc. Baltimore MD 03/1999 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2007 Present
  • 05/1986 → Present
    United States Army Reserve
    Indianpolis, IN
  • 03/1995 → Present
    Benefit Watch Llc
    Baltimore, MD
  • 03/1999 → Present
    Cambridge Investment Research, Inc.
    Baltimore, MD
  • 03/1999 → Present
    Api Financial Planning Services, Inc.
    Baltimore, MD
  • 10/2007 → Present
    Fairfield, IA
Previous Registrations
  • 2002-03-18 → 2007-11-07
    Api Financial Planning Services Inc
    Baltimore, MD
Other Businesses

1) BENEFIT WATCH LLC, 4969 MERCANTILE RD STE J BALTIMORE MD 21236, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 04/1995, NIR, PARTNER, 128 HR/MO 24 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/01/2007 3) PHILIP BUCHANAN, 4969 MERCANTILE RD STE J BALTIMORE MD 21236, 01/2022, INSURANCE AGENT, INV REL, 40 HR/MO 20 HR TRADING 4) INVESTMENT WATCH LLC, 230 SCHILLING CIRCLE SUITE 352 HUNT VALLEY MD 21031, INV REL, 01/2022, SERVICING COMPANY, 50 HR/MO 17 HR/MO TRADING 5) INSURANCE CONSULTING GROUP LLC, 4969 MERCANTILE RD STE J BALTIMORE MD 21236, 07/2023, OWNER, DBA, NIR, 120 HR/MO 120 HR/MO TRADING 6) INVESTMENT CONSULTING GROUP LLC, 4969 MERCANTILE RD STE J BALTIMORE MD 21236, 07/2023, OWNER, DBA, INV REL, 80 HR/MO 40 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-24
S63 Uniform Securities Agent State Law Examination 1996-11-06
  • S65 Uniform Investment Adviser Law Examination
    2000-03-24
  • S63 Uniform Securities Agent State Law Examination
    1996-11-06
Other Names
  • Philip Buchanan

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