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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-02
NC RA APPROVED 2021-02-17
  • TX RA
    APPROVED
    Since 2024-04-02
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

110 S Stratford Rd Fl 5, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wake Forest University Winston Salem NC 08/2016 04/2018
Northwestern Mutual Greensboro NC 04/2018 08/2018
Wake Forest University Winston Salem NC 08/2018 05/2019
Unemployed Rocky Mount NC 05/2019 06/2019
Bb&T Bank Winston Salem NC 07/2019 10/2019
Bb&T Securities, Llc Richmond VA 10/2019 02/2021
Bb&T Bank Winston Salem NC 10/2019 02/2021
Truist Investment Services, Inc. Winston-Salem NC 02/2021 Present
Truist Advisory Services, Inc. Winston-Salem NC 02/2021 Present
  • 08/2016 → 04/2018
    Wake Forest University
    Winston Salem, NC
  • 04/2018 → 08/2018
    Northwestern Mutual
    Greensboro, NC
  • 08/2018 → 05/2019
    Wake Forest University
    Winston Salem, NC
  • 05/2019 → 06/2019
    Unemployed
    Rocky Mount, NC
  • 07/2019 → 10/2019
    Bb&T Bank
    Winston Salem, NC
  • 10/2019 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 10/2019 → 02/2021
    Bb&T Bank
    Winston Salem, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Winston-Salem, NC
  • 02/2021 → Present
    Winston-Salem, NC
Previous Registrations
  • 2019-12-10 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Winston-Salem, NC
    Richmond, VA
Other Businesses

Name of Business: Set 24 Realty LLC Address: Winston Salem, NC Position: Partner Nature: My family is looking to purchase a single-family residence as an investment under an LLC Start Date: 09/01/2021 Investment Related: No Number of Hours: 8 Securities Trading Hours: 0 Description: Duties/responsibilities include those of a landlord - maintaining the property, collecting rent, and finding a tenant. TRELLIS SUPPORTIVE CARE POSITION: Board of Directors Member NATURE: Trellis Supportive Care provides hospice care, palliative care, and grief counseling to patients and families that are experiencing life-limiting illnesses. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2024 ADDRESS: Winston Salem NC, United States DESCRIPTION: My sub-committee will be the Investment Committee. My responsibilities will include Ensuring the portfolio aligns with the outlined Investment Policy Statement, Monitoring Portfolio Managers performance, and execution.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-10
  • S66 Uniform Combined State Law Examination
    2019-12-10
Designations
Other Names
  • Aaron Spivey

View on SEC IAPD

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