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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Edmonds | WA | 01/2017 | 06/2024 |
| U.S. Bancorp Investments, Inc. | Edmonds | WA | 03/2018 | 06/2024 |
| Becu | Lynnwood | WA | 08/2016 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-26 |
| S65 | Uniform Investment Adviser Law Examination | 2021-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-30 |
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