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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-03-16 |
| TX | RA | APPROVED | 2026-03-16 |
Branch Locations
601 Carlson Parkway Suite 950, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 03/2018 | 08/2018 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 10/2018 | 07/2020 |
| Wells Fargo Clearing Services, Llc | St Louis Park | MN | 08/2021 | 11/2022 |
| Wells Fargo Bank Na | St Louis Park | MN | 06/2014 | 11/2022 |
| U.S. Bank | Maplewood | MN | 11/2022 | 11/2024 |
| U.S. Bancorp Investments, Inc. | Maplewood | MN | 11/2022 | 11/2024 |
| J.P. Morgan Securities Llc | Saint Paul | MN | 11/2024 | 01/2026 |
| Jpmorgan Chase Bank, N.A. | Saint Paul | MN | 11/2024 | 01/2026 |
| Robert W. Baird & Co. Incorporated | Minnetonka | MN | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-04 |
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