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Nicholas R Gooch

Edward Jones

Brookville, OH

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-08-01
  • OH RA
    APPROVED
    Since 2025-08-01

Branch Locations

100 Nutrition Way, Brookville, OH 45309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Englewood OH 05/2015 06/2025
Fifth Third Securities Englewood OH 03/2018 06/2025
Edward Jones St Louis MO 06/2025 Present
  • 05/2015 → 06/2025
    Fifth Third Bank
    Englewood, OH
  • 03/2018 → 06/2025
    Fifth Third Securities
    Englewood, OH
  • 06/2025 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-12
S63 Uniform Securities Agent State Law Examination 2018-06-06
  • S65 Uniform Investment Adviser Law Examination
    2018-10-12
  • S63 Uniform Securities Agent State Law Examination
    2018-06-06
Other Names
  • Nick Gooch

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · BROOKVILLE, OH
SPIRE WEALTH MANAGEMENT, LLC · Brookville, OH
EDWARD JONES · ENGLEWOOD, OH
FIFTH THIRD SECURITIES, INC. · ENGLEWOOD, OH
AMERIPRISE FINANCIAL SERVICES, LLC · DAYTON, OH
FIFTH THIRD SECURITIES, INC. · TROTWOOD, OH
AMERIPRISE FINANCIAL SERVICES, LLC · West Milton, OH
GUDORF FINANCIAL GROUP, LLC · DAYTON, OH

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