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CRD 2611710
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-01-05 |
Branch Locations
225 W Upper Lewisburg Salem Rd, Brookville, OH 45309 • United States
2 N Broadway St, Lebanon, OH 45036 • United States
1697 North Barron St, Eaton, OH 45320 • United States
522 South Commerce St, Lewisburg, OH 45338 • United States
110 West Main St, Eaton, OH 45320 • United States
9 N Main, Waynesville, OH 45068 • United States
9605 Dayton Lebanon Pike, Centerville, OH 45458 • United States
2705 Far Hills Ave, Dayton, OH 45419 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brookville | OH | 01/2016 | Present |
| Lcnb National Bank | Brookville | OH | 01/2016 | Present |
1. 1/5/2016 - LCNB Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 6/8/2017 - No Business Name - Investment Related - Xenia OH 45385 - Real Estate Rental - Started 01/01/2017 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-10 |
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