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Austin Michael Holloway

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orlando, FL

Winter Garden, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-27
FL RA APPROVED 2018-06-25
  • TX RA
    APPROVED
    Since 2019-03-27
  • FL RA
    APPROVED
    Since 2018-06-25

Branch Locations

300 S Orange Ave, Orlando, FL 32801 • United States

Winter Garden, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 03/2018 01/2024
Nuview Ira Longwood FL 04/2014 03/2018
Bank Of America, N.A. Orlando FL 05/2018 01/2024
Bank Of America, N.A. Orlando FL 01/2024 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 01/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-21
  • S66 Uniform Combined State Law Examination
    2018-06-21
Other Names
  • Austin Holloway

View on SEC IAPD

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