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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-31 |
Branch Locations
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Plano, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Service, Llc | Phoenix | AZ | 03/2018 | 02/2021 |
| Andrew Associates | Enfield | CT | 06/2016 | 03/2018 |
| Kohls | Enfield | CT | 05/2016 | 11/2017 |
| Fidelity Investments | Westlake | TX | 02/2021 | 08/2022 |
| Thrivent Investment Management Inc | Minneapolis | MN | 04/2024 | Present |
| Thrivent Financial | Appleton | WI | 04/2024 | Present |
| National Financial Services Llc | Westlake | TX | 07/2022 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-13 |
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