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Brandon Warres

Fsam LLC

Alpharetta, GA

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Current Employers
Fsam Llc

1720 Windward Concourse Suite 115, Alpharetta, GA 30005 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-11-07
  • GA RA
    APPROVED
    Since 2019-11-07

Branch Locations

1720 Windward Concourse Suite 115, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 03/2018 05/2018
State Bank & Trust Financial Company Atlanta GA 03/2015 12/2017
Edward Jones St.LOuis MO 07/2018 01/2019
First Southern Securities, Llc Alpharetta GA 10/2019 Present
Fsam Llc Alpharetta GA 10/2019 Present
Edward Jones St. Louis MO 01/2019 10/2019
First Southern, Llc Alpharetta GA 01/2020 Present
  • 03/2018 → 05/2018
    E*Trade Securities Llc
    Alpharetta, GA
  • 03/2015 → 12/2017
    State Bank & Trust Financial Company
    Atlanta, GA
  • 07/2018 → 01/2019
    Edward Jones
    St.LOuis, MO
  • 10/2019 → Present
    First Southern Securities, Llc
    Alpharetta, GA
  • 10/2019 → Present
    Fsam Llc
    Alpharetta, GA
  • 01/2019 → 10/2019
    Edward Jones
    St. Louis, MO
  • 01/2020 → Present
    First Southern, Llc
    Alpharetta, GA
Previous Registrations
  • 2018-08-16 → 2019-01-31
    Edward Jones
    Atlanta, GA
    St Louis, MO
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-13
S63 Uniform Securities Agent State Law Examination 2018-04-30
  • S66 Uniform Combined State Law Examination
    2018-08-13
  • S63 Uniform Securities Agent State Law Examination
    2018-04-30
Other Names
  • Brandon Warres
  • Brandon Scott Warres

View on SEC IAPD

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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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