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Kenneth James Collett

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-28
GA RA APPROVED 2023-09-05
  • TX RA
    APPROVED
    Since 2023-09-28
  • GA RA
    APPROVED
    Since 2023-09-05

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 03/2018 08/2018
The Appineers Ball Ground GA 01/2018 02/2018
Self-Employed Roswell GA 05/2017 11/2017
Mattress Firm Alpharetta GA 03/2015 04/2017
E*Trade Securities Llc Alpharetta GA 08/2018 05/2019
E*Trade Securities Llc Alpharetta GA 04/2020 07/2020
Unemployed Roswell GA 05/2019 03/2020
E*Trade Securities Llc Alpharetta GA 07/2020 03/2022
E*Trade Capital Management Llc Alpharetta GA 03/2022 Present
E*Trade Securities Llc Alpharetta GA 03/2022 Present
Morgan Stanley Alpharetta GA 03/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
  • 03/2018 → 08/2018
    E*Trade Securities Llc
    Alpharetta, GA
  • 01/2018 → 02/2018
    The Appineers
    Ball Ground, GA
  • 05/2017 → 11/2017
    Self-Employed
    Roswell, GA
  • 03/2015 → 04/2017
    Mattress Firm
    Alpharetta, GA
  • 08/2018 → 05/2019
    E*Trade Securities Llc
    Alpharetta, GA
  • 04/2020 → 07/2020
    E*Trade Securities Llc
    Alpharetta, GA
  • 05/2019 → 03/2020
    Unemployed
    Roswell, GA
  • 07/2020 → 03/2022
    E*Trade Securities Llc
    Alpharetta, GA
  • 03/2022 → Present
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 03/2022 → Present
    E*Trade Securities Llc
    Alpharetta, GA
  • 03/2023 → Present
    Morgan Stanley
    Alpharetta, GA
  • 09/2023 → Present
    Morgan Stanley
    Alpharetta, GA
  • 09/2023 → Present
    Morgan Stanley
    Alpharetta, GA
Previous Registrations
  • 2022-06-21 → 2023-09-05
    Harrisdirect Llc
    Alpharetta, GA
    Arlington, VA
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-16
S63 Uniform Securities Agent State Law Examination 2018-04-30
  • S66 Uniform Combined State Law Examination
    2022-06-16
  • S63 Uniform Securities Agent State Law Examination
    2018-04-30
Other Names
  • Kenneth Collett

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK
SEQUENT PLANNING, LLC
BROOKSTONE WEALTH ADVISORS, LLC
LADENBURG THALMANN ASSET MANAGEMENT INC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRESFUND ADVISORS

Other Investors

PAUL MATTHEW DAMM
MACARTHER ROYSTER PLUMART
PAUL FRANCIS SHAUGHNESSY
BRENDAN HUGH KEELAN
DANIEL ROSS MOSKOWITZ
RHEANNON LEA BODDIE
VENZON VICENCIO AROMIN
WILLIAM CLAY TUCKER

Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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