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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2018-09-07
  • MS RA
    APPROVED
    Since 2018-09-07

Branch Locations

524 Main Street, Hattiesburg, MS 39401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Owens & Minor Mechanicsville VA 02/2011 01/2018
Raymond James Financial Services, Inc. Hattiesburg MS 01/2018 03/2018
Raymond James Financial Services, Inc. Hattiesburg MS 03/2018 Present
Raymond James Financial Services Advisors Inc. Hattiesburg MS 09/2018 Present
  • 02/2011 → 01/2018
    Owens & Minor
    Mechanicsville, VA
  • 01/2018 → 03/2018
    Raymond James Financial Services, Inc.
    Hattiesburg, MS
  • 03/2018 → Present
    Raymond James Financial Services, Inc.
    Hattiesburg, MS
  • 09/2018 → Present
    Hattiesburg, MS
Other Businesses

(1) Name of Business: Raanes & Oliver Capital Advisors, LLC Address: 524 Main Street, Hattiesburg, MS, 39401, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/07/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Non-producing FA; marketing and asset growth initiatives

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-06
  • S66 Uniform Combined State Law Examination
    2018-09-06

View on SEC IAPD

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