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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-02
MS RA APPROVED 2018-06-25
TX RA APPROVED 2018-06-25
  • LA RA
    APPROVED
    Since 2022-08-02
  • MS RA
    APPROVED
    Since 2018-06-25
  • TX RA
    APPROVED
    Since 2018-06-25

Branch Locations

32 Milbranch Rd Suite 10, Hattiesburg, MS 39402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Hattiesburg MS 02/2013 06/2018
Raymond James Financial Services, Inc. Hattiesburg MS 06/2018 Present
Raymond James Financial Services Advisors, Inc. Hattiesburg MS 06/2018 Present
Buckhead Brokerage Group Hattiesburg MS 08/2018 Present
The Producers Group Hattiesburg MS 08/2018 09/2019
Msis Inc. Hattiesburg MS 02/2019 Present
Knight Watts Investment Mgt Grp Hattirdburg MS 06/2018 Present
  • 02/2013 → 06/2018
    Hattiesburg, MS
  • 06/2018 → Present
    Raymond James Financial Services, Inc.
    Hattiesburg, MS
  • 06/2018 → Present
    Hattiesburg, MS
  • 08/2018 → Present
    Buckhead Brokerage Group
    Hattiesburg, MS
  • 08/2018 → 09/2019
    The Producers Group
    Hattiesburg, MS
  • 02/2019 → Present
    Msis Inc.
    Hattiesburg, MS
  • 06/2018 → Present
    Knight Watts Investment Mgt Grp
    Hattirdburg, MS
Previous Registrations
  • 2013-02-13 → 2018-06-25
    Hattiesburg, MS
    Jackson, MS
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Laurel, MS
    Jackson, MS
    Hattiesburg, MS
  • 2003-07-10 → 2007-02-13
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-03-04 → 2003-07-10
    Amsouth Investment Services, Inc.
    Laurel, MS
    Laurel, MS
    Hattiesburg, MS
Other Businesses

(1)Name of Business: Buckhead Brokerage Group Address: 32 Millbranch Rd Ste 10, Hattiesburg, MS, 39402, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 08/16/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Selling Fixed Annuity, Life, and Long Term Care Insurance (2)Name of Business: knight watts investment management group Address: 32 Millbranch Rd Ste 10, Hattiesburg, MS, 39402, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/25/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: branch manager (3)Name of Business: MSIS inc Address: 32 Millbranch Rd Ste 10, Hattiesburg, MS, 39402, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/07/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: selling medicare supplement

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-01
S63 Uniform Securities Agent State Law Examination 1994-01-10
  • S66 Uniform Combined State Law Examination
    2001-06-01
  • S63 Uniform Securities Agent State Law Examination
    1994-01-10

View on SEC IAPD

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