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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2018-06-27
TX RA APPROVED_RES 2018-06-26
  • MS RA
    APPROVED
    Since 2018-06-27
  • TX RA
    APPROVED_RES
    Since 2018-06-26

Branch Locations

32 Milbranch Rd Suite 10, Hattiesburg, MS 39402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Hattiesburg MS 02/2013 06/2018
Raymond James Financial Services, Inc. Hattiesburg MS 06/2018 Present
Raymond James Financial Services Advisors, Inc. Hattiesburg MS 06/2018 Present
Knight Watts Investment Management Group Llc Hattiesburg MS 06/2018 Present
Previous Registrations
  • 2013-02-13 → 2018-06-25
    Hattiesburg, MS
    Jackson, MS
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Hattiesburg, MS
    Jackson, MS
  • 2003-07-10 → 2007-02-13
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-02-03 → 2003-10-09
    Amsouth Investment Services, Inc.
    Gulfport, MS
    Biloxi, MS
    Hattiesburg, MS
    Hattiesburg, MS
    Hattiesburg, MS
    Gulfport, MS
Other Businesses

1) Name of Business: Buckhead Brokerage Group Address: 32 Millbranch Rd Ste 10, Hattiesburg, MS, 39402, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 08/16/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Insurance Sales (2) Name of Business: Knight Watts Investment Management Group LLC Address: 32 Millbranch Rd Ste 10, Hattiesburg, MS, 39402, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/25/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Work with clients on personal investment management and financial planning. (3) Name of Business: MSIS Inc Address: 32 Millbranch Rd Ste 10, Hattiesburg, MS, 39402, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/07/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: selling medicare supplement and/or advantage

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-28
S65 Uniform Investment Adviser Law Examination 1996-03-22
  • S63 Uniform Securities Agent State Law Examination
    1996-03-28
  • S65 Uniform Investment Adviser Law Examination
    1996-03-22
Other Names
  • Hal Knight

View on SEC IAPD

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