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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-08-31 |
Branch Locations
One Fifth Street Suite 300, Wenatchee, WA 98801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | Wenatchee | WA | 03/2018 | Present |
| Andreas Keller | Leavenworth | WA | 04/2013 | 02/2018 |
1. Rochlind Equestrian LLC; 1234 7th St, Wenatchee, WA 98801; Horseback Riding Instruction; Half owner; Manage finances; 12/31/2024; 10 Hours per Week; Not During Securities Trading Hours; Not Investment-Related 2. Lucerne Property Management LLC; 200 Pine St Manson, WA 98831; To own, maintain, manage and rent a piece of real estate in Lucerne, WA; Member; No duties or responsibilities; 09/15/2025; 10hrs/yr; Not during securities trading hours; Investment related 3. Washington State Notary; 1 5th Street Wenatchee WA 98801; Public Notary; Notarizing Legal Documents; 08/09/2019; 5 hrs/year; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-28 |
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