Lisa Baker

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2022-03-14

OH RA
APPROVED

Since 2022-03-14

Branch Locations

7700 Five Mile Road, Cincinnati, OH 45230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third	Cincinnati	OH	01/2015	Present
Fifth Third Securities	Cincinnati	OH	03/2018	Present

01/2015 → Present

Fifth Third

Cincinnati, OH
03/2018 → Present

Fifth Third Securities

Cincinnati, OH

Other Businesses

Notary Public - Milford, OH 45150 - witness signatures/Administer oaths - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-03-11
S63	Uniform Securities Agent State Law Examination	2018-04-11

S65 Uniform Investment Adviser Law Examination

2022-03-11
S63 Uniform Securities Agent State Law Examination

2018-04-11

Other Names

Lisa Marie Mahoney

View on SEC IAPD

Current Employers

Fifth Third Securities, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews