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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-01 |
| IL | RA | APPROVED | 2018-07-18 |
Branch Locations
6952 Rote Road, Suite 100, Rockford, IL 61107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trader Joes | Leawood | KS | 12/2017 | 04/2018 |
| Una Purchasing Solutions | Kansas City | MO | 11/2016 | 12/2017 |
| Carmax | Merriam | KS | 04/2015 | 11/2016 |
| Stifel Nicolaus & Company Inc. | Rockford | IL | 04/2018 | Present |
1. Mending Ministries; 430 Vale Ave Rockford, IL 61107; Christian Ministry; Secretary on the board; Note taking at quarterly meetings; 01/21/2022; 6hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-17 |
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