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Patricia Elizabeth Godfrey

Independent Advisor Alliance, LLC

Cornelius, NC

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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-08-09
  • NC RA
    APPROVED
    Since 2019-08-09

Branch Locations

18067 W Catawba Ave Ste 206, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Advisor Alliance Cornelius NC 07/2019 Present
Veritas Technologies Llc Palo Alto CA 09/2016 Present
  • 07/2019 → Present
    Independent Advisor Alliance
    Cornelius, NC
  • 09/2016 → Present
    Veritas Technologies Llc
    Palo Alto, CA
Other Businesses

07/2019 - Blackbridge Financial, LLC - DBA for IAA business - Cornelius, NC - 50% 09/2016 - Veritas Technologies, LLC - Non investment related, data information technology - Cornelius, NC - 50%, Sr. Manager Sales Operations

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-30
  • S65 Uniform Investment Adviser Law Examination
    2019-05-30

View on SEC IAPD

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