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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-17 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Piedmont College | Athens | GA | 10/2016 | 12/2017 |
| Northwestern Mutual Life Insurance Company | Athens | GA | 08/2019 | 08/2020 |
| Northwestern Mutual Investment Services Llc | Athens | GA | 09/2019 | 08/2020 |
| Woodstar Timber Productions | Clarkesville | GA | 05/2019 | 08/2019 |
| Bankerslife | Ft Myers | FL | 11/2018 | 03/2019 |
| Edward Jones | Tempe | AZ | 01/2018 | 11/2018 |
| Piedmont College | Athens | GA | 01/2013 | 12/2017 |
| Comfort Homes | Athens | GA | 05/2016 | 11/2016 |
| Austin Starrett Handy Man Service | Martin | GA | 01/2018 | 03/2018 |
| Northwestern Mutual Wealth Management Company | Athens | GA | 01/2020 | 08/2020 |
| The Vanguard Group, Inc. | Plano | TX | 09/2021 | 02/2025 |
| Woodstar Timber Productions | Clarksville | GA | 08/2020 | 07/2021 |
| Kaplan | Plano | TX | 12/2023 | 01/2026 |
| Sofi Securities, Llc | Jacksonville | FL | 02/2025 | Present |
| Sofi Wealth, Llc | Jacksonville | FL | 02/2025 | Present |
| Fisher Investments | Plano | TX | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-31 |
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