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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-25
TX RA APPROVED 2022-07-25
  • CA RA
    APPROVED
    Since 2022-07-25
  • TX RA
    APPROVED
    Since 2022-07-25

Branch Locations

638 Camino De Los Mares F140, San Clemente, CA 92673 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 07/2022
Unemployed San Clemente CA 12/2017 03/2018
Konared Corp San Clemente CA 09/2013 11/2017
J.P. Morgan Securities Llc San Clemente CA 07/2022 Present
Jpmorgan Chase Bank, N.A. San Clemente CA 07/2022 Present
Neptunium San Clemente CA 08/2024 Present
  • 04/2018 → 07/2022
    St Louis, MO
  • 12/2017 → 03/2018
    Unemployed
    San Clemente, CA
  • 09/2013 → 11/2017
    Konared Corp
    San Clemente, CA
  • 07/2022 → Present
    San Clemente, CA
  • 07/2022 → Present
    Jpmorgan Chase Bank, N.A.
    San Clemente, CA
  • 08/2024 → Present
    Neptunium
    San Clemente, CA
Previous Registrations
  • 2018-06-01 → 2022-07-18
    San Clemente, CA
    St Louis, MO
    San Clemente, CA
    San Clemente, CA
Other Businesses

Entity Name: Neptunium Investment related: No Address: san clemente, ca 92672 Nature of the other business: Creative Works Position/Title/Relationship: Owner/Partner Start Date: 08/30/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: i'd like to publish and pursue creative works in photography and writing with ecomm sales online. I'll need an entity setup for tax and liability.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-31
  • S66 Uniform Combined State Law Examination
    2018-05-31
Other Names
  • Brad S Thompson
  • Brad Stewa Thompson
  • Brad Stewart Thompson

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