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109 E. Escalones, San Clemente, CA 92672 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girard Securities, Inc. | San Diego | CA | 10/2006 | 11/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 10/2017 | 11/2018 |
| Stonex Securities Inc. | Mission Viejo | CA | 11/2018 | 09/2024 |
| Ignite Planners, Llc | San Diego | CA | 11/2018 | Present |
| Prestige Wealthwide Llc | Lehi | UT | 10/2024 | Present |
1) DZ Tax Solutions 9232 Pine Valley Drive Santee CA 92071 Nature of Business: Tax Preparation and bookkeeping services mostly for friends and family in my community. Investment Related: No Business Position: Owner Business Duties: I will do simple tax preparation for individuals starting with 2022 tax returns. I will also provide bookkeeping services to small businesses in my community if needed Business Start Date: 09/01/2022 Approximately 30 hours per month mostly during tax season Jan- April and 0 this will all be done as a side business outside of market hours 2) Prestige Wealthwide LLC 525 W Sunrise Way, Lehi, UT 84043 Investment Related: Yes Business Position: Chief Compliance Officer Business Duties: Trade review, email review, advertising review, processing management fees, new account opening review and assisting in operations (including cash management, new accounts and account transfers). Business Start Date: 10/01/2024 Approximately 40-50 hours per month. Approximately 10 hours per week devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-10 |
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