Scott Arthur Grone

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2016 → 05/2019
  Steel Flag Industries, Llc
  Mesa, AZ
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-02-10 → 2007-12-20
  Thrivent Investment Management Inc.
  Mesa, AZ
  Mesa, AZ

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10-2014 APX NUMBER OF HOURS PER WEEK: 8 HOURS APX NUMBER OF HOURS DURING TRADING HOURS: 8 HOURS POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: WESTBROOK FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 10-2014 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SALES OF FINANCIAL PRODUCTS

Exams

• S66 Uniform Combined State Law Examination
  2003-10-28
• S63 Uniform Securities Agent State Law Examination
  1999-04-08

Designations

• Chartered Financial Consultant

Other Names

• Scott Grone