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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mountainone Bank Dba Mountainone Investments | North Adams | MA | 03/2018 | 11/2022 |
| Berkshire Carpet, Inc. | North Adams | MA | 06/1997 | Present |
| Pappa Charlie's Deli | Williamstown | MA | 02/2006 | Present |
| Karampatsos Tax Service | Williamstown | MA | 01/2017 | Present |
| Karampatsos & Associates, Llc | Williamstown | MA | 11/2022 | 11/2024 |
| Karampatsos & Associates, Llc | Williamstown | MA | 11/2024 | Present |
| Commonwealth Financial Network | Waltham | MA | 11/2024 | Present |
1.Tax Preparation, Karampatsos Tax Service; Located at Williamstown, MA, as of 01/30/2017; 3% time spent during business hours; Not conducted at branch; Not investment related. 2. Office Manager, Berkshire Carpet, Inc.; Located at 441 Curran Hwy, North Adams, MA 01247, as of 06/1997; Approximately less than 1% time spent during business hours; Not conducted at branch location; Not investment related. 3. Co-Owner, Karampatsos & Associates, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 10/14/2022; 95% of time spent during business hours; Conducted at branch; Investment related. 4. Fixed Insurance Sales; Located at 24 Water Street Williamstown, MA 01267, as of 11/01/2024; 5% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-17 |
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