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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
SD RA APPROVED 2021-01-29
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • SD RA
    APPROVED
    Since 2021-01-29

Branch Locations

208 W. Capitol Ave., Pierre, SD 57501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Dakota Department Of Transportation Pierre SD 09/2013 12/2020
Pierre Swim Team Pierre SD 09/2012 08/2017
Oahe Ymca Pierre SD 02/2021 05/2024
American Portfolios Financial Services, Inc Holbrook NY 03/2018 12/2020
Raymond James Financial Services Pierre SD 01/2021 Present
Avera Health Plans Pierre SD 10/2018 02/2022
Raymond James Financial Services Advisors, Inc. Pierre SD 01/2021 Present
Hafaspot Laredo TX 02/2020 12/2020
Doty Financial, Llc Pierre SD 12/2023 Present
  • 09/2013 → 12/2020
    South Dakota Department Of Transportation
    Pierre, SD
  • 09/2012 → 08/2017
    Pierre Swim Team
    Pierre, SD
  • 02/2021 → 05/2024
    Oahe Ymca
    Pierre, SD
  • 03/2018 → 12/2020
    American Portfolios Financial Services, Inc
    Holbrook, NY
  • 01/2021 → Present
    Raymond James Financial Services
    Pierre, SD
  • 10/2018 → 02/2022
    Avera Health Plans
    Pierre, SD
  • 01/2021 → Present
    Pierre, SD
  • 02/2020 → 12/2020
    Hafaspot
    Laredo, TX
  • 12/2023 → Present
    Doty Financial, Llc
    Pierre, SD
Other Businesses

(1) Name of Business: Address: 1015 A. Cleveland Ave , Pierre, SD, 57501, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 12/31/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Review products and post to social media. Paid indirectly through products worth around $700 annually. Not investment related and not conducted during market trading hours or at the office. (2) Name of Business: Doty Financial, LLC Address: 208 W Capitol Ave, Pierre, SD, 57501-2037, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/12/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole Owner Member (3) Name of Business: Rack & River LLC Address: 208 W Capitol Ave, Pierre, SD, 57501-2037, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4) Name of Business: Ranger Performance Eyewear Address: 1015 S. Celeveland Ave., Pierre, SD, 57501, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 06/18/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would help writing Ranger by writing a few articles that review their product in exchange for their product. The value would be around $500.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-25
S63 Uniform Securities Agent State Law Examination 2018-05-04
  • S66 Uniform Combined State Law Examination
    2020-07-25
  • S63 Uniform Securities Agent State Law Examination
    2018-05-04
Designations
Other Names
  • Sallie S Collins

View on SEC IAPD

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