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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| SD | RA | APPROVED | 2021-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South Dakota Department Of Transportation | Pierre | SD | 09/2013 | 12/2020 |
| Pierre Swim Team | Pierre | SD | 09/2012 | 08/2017 |
| Oahe Ymca | Pierre | SD | 02/2021 | 05/2024 |
| American Portfolios Financial Services, Inc | Holbrook | NY | 03/2018 | 12/2020 |
| Raymond James Financial Services | Pierre | SD | 01/2021 | Present |
| Avera Health Plans | Pierre | SD | 10/2018 | 02/2022 |
| Raymond James Financial Services Advisors, Inc. | Pierre | SD | 01/2021 | Present |
| Hafaspot | Laredo | TX | 02/2020 | 12/2020 |
| Doty Financial, Llc | Pierre | SD | 12/2023 | Present |
(1) Name of Business: Address: 1015 A. Cleveland Ave , Pierre, SD, 57501, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 12/31/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Review products and post to social media. Paid indirectly through products worth around $700 annually. Not investment related and not conducted during market trading hours or at the office. (2) Name of Business: Doty Financial, LLC Address: 208 W Capitol Ave, Pierre, SD, 57501-2037, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/12/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole Owner Member (3) Name of Business: Rack & River LLC Address: 208 W Capitol Ave, Pierre, SD, 57501-2037, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4) Name of Business: Ranger Performance Eyewear Address: 1015 S. Celeveland Ave., Pierre, SD, 57501, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 06/18/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would help writing Ranger by writing a few articles that review their product in exchange for their product. The value would be around $500.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-04 |
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