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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2025-01-30 |
| TX | RA | APPROVED | 2025-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Pierre | SD | 09/2023 | 01/2025 |
| Lpl Financial Llc | Pierre | SD | 01/2025 | Present |
| Sagepoint Financial, Inc. | Pierre | SD | 07/2015 | 09/2023 |
1 - 11/2024 - Jackie Putzier - Borrower of a Loan - Inv Related - 1 Hour/Month - SD 57501 - OBA Start Date: 01/15/2023. 2 - 11/2024 - Prairie Legacy Financial - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 10 Hours/Month - 1 Hour During Trading - SD 57501 - OBA Start Date: 07/02/2015. 3 - 11/2024 - Dakota Legacy Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 4 - 11/2024 - BF Corp LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 5 Hours/Month - Rapid City, SD - OBA Start Date: 07/02/2015
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-28 |
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