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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-12-12 |
| SD | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
420 S Pierre St, Pierre, SD 57501 • United States
615 Main Street, Gregory, SD 57533 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankwest Inc. | Pierre | SD | 06/2006 | Present |
| Woodbury Financial Services, Inc | Pierre | SD | 08/2010 | 01/2024 |
| Osaic Wealth, Inc. | Pierre | SD | 01/2024 | Present |
1) REBECCA MIKEL; NONINVT REL; 420 S PIERRE ST, PIERRE SD 57501; INSURANCE SALES; OWNER; START 03/01/2010; 8 HRS/MTH; 8 HRS/MTH DURING TRADING; INSURANCE SALES WITH VARIOUS INSURANCE COMPANIES. 2) PRAIRIE WINGS TAXIDERMY POSITION: co-owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2003 ADDRESS: 128 Blue Jay Road, Pierre SD 57501, United States DESCRIPTION: I work on the billing and books for my husband's taxidermy business. 3) RJ STORAGE POSITION: co-owner NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2011 ADDRESS: 128 Blue Jay Road, Pierre SD 57501, United States DESCRIPTION: Keep books for the business 4) FARM POSITION: co-owner NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/24/2016 ADDRESS: 28865 Holly Road, Pierre SD 57501, United States DESCRIPTION: Farm work 5) BANKWEST/INVESTMENT SERVICES AT BANKWEST - DBA POSITION: Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 06/19/2006 ADDRESS: 420 S Pierre St, Pierre SD 57501, United States DESCRIPTION: The purpose of this OBA is to disclose my DBA - Bank West/Investment Services at Bank West. 6) MIKEL'S FEED POSITION: Book keeper NATURE: My husband sells feed for cattle, horses, sheep, goats, pigs, chickens and small pets. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2025 ADDRESS: 128 Blue Jay Road, Pierre SD 57501, United States DESCRIPTION: I keep the books for his business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-22 |
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