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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-05
UT RA APPROVED 2018-05-18
  • TX RA
    APPROVED
    Since 2018-07-05
  • UT RA
    APPROVED
    Since 2018-05-18

Branch Locations

5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Salt Lake City UT 03/2018 Present
Er Select Des Moines IA 03/2018 Present
Smiths Woods Cross UT 02/2018 Present
Millennium Software Inc. Southfield MI 10/2017 12/2017
Cmt Engineering West Valley UT 07/2017 10/2017
Efficient Energy Consultants Taylorsville UT 05/2017 07/2017
Weber State University Ogden UT 08/2011 12/2017
  • 03/2018 → Present
    Salt Lake City, UT
  • 03/2018 → Present
    Er Select
    Des Moines, IA
  • 02/2018 → Present
    Smiths
    Woods Cross, UT
  • 10/2017 → 12/2017
    Millennium Software Inc.
    Southfield, MI
  • 07/2017 → 10/2017
    Cmt Engineering
    West Valley, UT
  • 05/2017 → 07/2017
    Efficient Energy Consultants
    Taylorsville, UT
  • 08/2011 → 12/2017
    Weber State University
    Ogden, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-18
  • S66 Uniform Combined State Law Examination
    2018-05-18
Other Names
  • Christopher Howard

View on SEC IAPD

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