Best Investors Account Sign in

Erik James Jue

Morgan Stanley

Cupertino, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-03
TX RA APPROVED_RES 2021-12-03
  • CA RA
    APPROVED
    Since 2021-12-03
  • TX RA
    APPROVED_RES
    Since 2021-12-03

Branch Locations

20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Citigroup Los Gatos CA 05/2012 12/2021
Morgan Stanley Smith Barney Llc Cupertino CA 12/2021 Present
Morgan Stanley Private Bank, N.A New York NY 12/2021 Present
  • 05/2012 → 12/2021
    Citigroup
    Los Gatos, CA
  • 12/2021 → Present
    Morgan Stanley Smith Barney Llc
    Cupertino, CA
  • 12/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2012-05-18 → 2021-12-06
    Citigroup Global Markets Inc.
    San Antonio, TX
    Los Gatos, CA
    San Francisco, CA
    San Francisco, CA
    San Jose, CA
    Glendale, CA
    San Francisco, CA
    San Jose, CA
    San Francisco, CA
    Westlake Village, CA
    San Francisco, CA
    Fresno, CA
  • 2010-04-16 → 2012-03-02
    Chase Investment Services Corp.
    Scotts Valley, CA
    San Jose, CA
    Los Gatos, CA
    Los Gatos, CA
    Saratoga, CA
  • 2009-10-23 → 2010-03-24
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
    San Jose, CA
  • 2005-01-14 → 2009-10-23
    Banc Of America Investment Services, Inc.
    San Jose, CA
    San Jose, CA
  • 2003-03-11 → 2004-12-15
    Comerica Securities
    San Jose, CA
  • 2001-09-20 → 2003-02-26
    Ubs Financial Services Inc.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-30
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    2001-05-30
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12

View on SEC IAPD

Other Firms

CHARLES SCHWAB & CO., INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CITIGROUP GLOBAL MARKETS INC.
EVEREST PRIVATE WEALTH
AIMTOP ADVISORS, LLC
AKRISH FINANCIAL ADVISORY
FV ADVISORS LLC
MINOVA CAPITAL LLC

Other Investors

Susan Tzu-Ling Chen
HANNAH HAN
Amanda Cradeur
GARY PAUL JAMIESON CORNFORD
MARY YUKWAH LAI
Jordan Royce Matthews
AIYUN ZONG
Shu-Ming Chang Chu

Other Offices

CHARLES SCHWAB & CO., INC. · Cupertino, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
AIMTOP ADVISORS, LLC · CUPERTINO, CA
AKRISH FINANCIAL ADVISORY · CUPERTINO, CA
FV ADVISORS LLC · CUPERTINO, CA
MINOVA CAPITAL LLC · CUPERTINO, CA

More in Cupertino, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor