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Henry Thanh Hong

J.P. Morgan Securities LLC

Upland, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-24
CA RA APPROVED 2022-02-07
  • TX RA
    APPROVED
    Since 2022-02-24
  • CA RA
    APPROVED
    Since 2022-02-07

Branch Locations

1905 North Campus Ave. Ste. A, Upland, CA 91784 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Glendora CA 07/2017 06/2018
Jpmorgan Chase Bank, N.A. Diamond Bar CA 10/2015 07/2017
J.P. Morgan Securities Llc Glendora CA 06/2018 10/2019
Jpmorgan Chase Bank, N.A. Upland CA 01/2019 01/2022
J.P. Morgan Securities Llc Upland CA 01/2022 Present
Jpmorgan Chase Bank, N.A. Upland CA 01/2022 Present
  • 07/2017 → 06/2018
    Jpmorgan Chase Bank, N.A.
    Glendora, CA
  • 10/2015 → 07/2017
    Jpmorgan Chase Bank, N.A.
    Diamond Bar, CA
  • 06/2018 → 10/2019
    J.P. Morgan Securities Llc
    Glendora, CA
  • 01/2019 → 01/2022
    Jpmorgan Chase Bank, N.A.
    Upland, CA
  • 01/2022 → Present
    J.P. Morgan Securities Llc
    Upland, CA
  • 01/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Upland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-05
S63 Uniform Securities Agent State Law Examination 2018-06-14
  • S66 Uniform Combined State Law Examination
    2022-01-05
  • S63 Uniform Securities Agent State Law Examination
    2018-06-14
Other Names
  • Henry T Hong

View on SEC IAPD

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Other Offices

TRINITY FINANCIAL PARTNERS · UPLAND, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · UPLAND, CA
TRINITY CAPITAL MANAGEMENT, LLC · Upland, CA
CHARLES SCHWAB & CO., INC. · Upland, CA
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