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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Murrieta | CA | 09/2005 | 11/2023 |
| Wells Fargo Clearing Services | Murrieta | CA | 03/2018 | 11/2023 |
| Jp Morgan Chase Bank, N.A. | Temecula | CA | 03/2024 | Present |
| J.P. Morgan Securities Llc | Temecula | CA | 03/2024 | Present |
| Unemployed | Menifee | CA | 11/2023 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-08 |
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